Madison Avenue Securities Advisor Andrew Costa Investigated For REIT Sales

Investors have recently filed many complaints regarding the financial advisor Andrew Montgomery Costa (CRD#: 4847063, Fort Lauderdale, Florida) of Madison Avenue Securities (CRD# 23224) and his former broker-dealer at GF Investment Services (CRD# 132939). FINRA. It is reported that there are ten complaints regarding the allegation of misconduct of Costa.  It is alleged that Costa …

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Voya Financial Advisor Jim Flynn Barred – Complaints and Investigation

Voya Financial Advisor James Travis Flynn (Jim Flynn) of Greenville, South Carolina, and his former employers are currently under investigation by Haselkorn & Thibaut. It is being reported that Voya Financial may have also failed in effectively supervising Mr. James. The Post and Courier of Greenville and Investment News yesterday reported that Mr. Flynn has …

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Newbridge Securities Broker Marshall Isaacson Barred By FINRA over Unsuitability Claims

In 2019 alone, Marshal Isaacson had four customer complaints registered against him for financial misconduct. Marshall Isaacson, an ex-broker at Newbridge Securities based in Boca Raton, Florida, was recently barred by The Financial Regulatory Authority (FINRA). According to several reports, Isaacson has been accused of making unsuitable investment recommendations without paying heed to investor’s risk …

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Frontier Communication Bonds Investors Lawsuit “FINRA”

Frontier Communication Bond investors may now be able to recover losses incurred on Frontier Communication bonds through with the help of investor lawyers.  Since Frontier Communication Corps. filed for bankruptcy protection, investors have been determined to find a way to recover their losses.  FMSBONDS, INC., previously known as First Miami Securities, issued and sold millions …

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10 Cons of Non-Traded REITS

The issues noted by the Securities and Exchange Commission (SEC) and Financial Regulatory Authority (FINRA) as national regulators as well as many state securities regulators over the years is that Non-Traded REIT and BDC investment products are complex, high-commission, alternative investments that are often difficult to understand and leave the financial advisors at the mercy …

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KBS Growth & Income REIT Lawsuit “FINRA”

Haselkorn & Thibaut recently announced that it is moving forward with its probe into broker-dealers that unsuitably recommended KBS Growth & Income REIT to investors. The investigation is a great step forward for investors that lost their money by investing in the REIT. This is because it means they can potentially get recover the losses …

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RAIT Financial Trust Lawsuit “FINRA”

Last year RAIT Financial Trust, a Philadelphia based real estate investment trust (REIT), filed for chapter 11 bankruptcy with the motive of selling its assets to Fortress Investment Group LLC for a hefty amount of almost $175 million.  Haselkorn & Thibaut is currently investigating RAIT Financial Trust for investors. Many investors reportedly incurred losses in …

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